Compliance – Fondsdepot Bank guidelines
Fondsdepot Bank thrives on the trust of its sales partners and customers, the trust of its employees and the trust of the public in its integrity. This trust must never be abused or shaken. For this reason, compliance by all persons working for Fondsdepot Bank is particularly important and a basis for success.
The management of Fondsdepot Bank is expressly committed to compliance with all statutory and other internal and external regulations, standards and rules of conduct. Managers in particular must act as role models in the Bank and ensure that the decisions and actions taken in their areas of responsibility are in compliance.
Downloads
- General Statement on Observance of Anti-Money Laundering Requirements
- Wolfsberg FCCQ Questionnaire
- Wolfsberg CBDDQ Questionnaire
- Merkblatt "Politisch exponierte Personen"
- On-going - Distributor Due-Diligence Questionnaire / Declaration
- Fragenkatalog zur Prüfung der Zuverlässigkeit und Angemessenheit der Identifizierung auf der Grundlage einer vertraglichen Vereinbarung gem. § 17 Abs. 5 und 7 GwG